Inductive Biases and Variable Creation in Self-Attention Mechanisms

Benjamin L. Edelman, Surbhi Goel, Sham Kakade, Cyril Zhang

Published 2021-10-19, updated 2022-06-24Version 2

Self-attention, an architectural motif designed to model long-range interactions in sequential data, has driven numerous recent breakthroughs in natural language processing and beyond. This work provides a theoretical analysis of the inductive biases of self-attention modules. Our focus is to rigorously establish which functions and long-range dependencies self-attention blocks prefer to represent. Our main result shows that bounded-norm Transformer networks "create sparse variables": a single self-attention head can represent a sparse function of the input sequence, with sample complexity scaling only logarithmically with the context length. To support our analysis, we present synthetic experiments to probe the sample complexity of learning sparse Boolean functions with Transformers.