A trace formula for functions of contractions and analytic operator Lipschitz functions

Mark Malamud, Hagen Neidhardt, Vladimir Peller

Published 2017-05-13Version 1

In this note we study the problem of evaluating the trace of $f(T)-f(R)$, where $T$ and $R$ are contractions on Hilbert space with trace class difference, i.e., $T-R\in\boldsymbol{S}_1$ and $f$ is a function analytic in the unit disk ${\Bbb D}$. It is well known that if $f$ is an operator Lipschitz function analytic in ${\Bbb D}$, then $f(T)-f(R)\in\boldsymbol{S}_1$. The main result of the note says that there exists a function $\boldsymbol{\xi}$ (a spectral shift function) on the unit circle ${\Bbb T}$ of class $L^1({\Bbb T})$ such that the following trace formula holds: $\operatorname{trace}(f(T)-f(R))=\int_{\Bbb T} f'(\zeta)\boldsymbol{\xi}(\zeta)\,d\zeta$, whenever $T$ and $R$ are contractions with $T-R\in\boldsymbol{S}_1$ and $f$ is an operator Lipschitz function analytic in ${\Bbb D}$.