{ "id": "2108.05414", "version": "v1", "published": "2021-08-11T19:07:50.000Z", "updated": "2021-08-11T19:07:50.000Z", "title": "Commuting normal operators and joint numerical range", "authors": [ "Jor-Ting Chan", "Chi-Kwong Li", "Yiu-Tung Poon" ], "comment": "16 pages", "categories": [ "math.FA" ], "abstract": "Let ${\\mathcal H}$ be a complex Hilbert space and let ${\\mathcal B}({\\mathcal H})$ be the algebra of all bounded linear operators on ${\\mathcal H}$. For a positive integer $k$ less than the dimension of ${\\mathcal H}$ and ${\\mathbf A} = (A_1, \\dots, A_m)\\in {\\mathcal B}({\\mathcal H})^m$, the joint $k$-numerical range $W_k({\\mathbf A})$ is the set of $(\\alpha_1, \\dots, \\alpha_m) \\in{\\mathbb C}^m$ such that $\\alpha_i = \\sum_{j = 1}^k \\langle A_ix_j, x_j\\rangle$ for an orthonormal set $\\{x_1, \\ldots, x_k\\}$ in ${\\mathcal H}$. Relations between the geometric properties of $W_k({\\mathbf A})$ and the algebraic and analytic properties of $A_1, \\dots, A_m$ are studied. It is shown that there is $k\\in {\\mathbb N}$ such that $W_k({\\mathbf A})$ is a polyhedral set, i.e., the convex hull of a finite set, if and only if $A_1, \\dots, A_k$ have a common reducing subspace ${\\mathbf V}$ of finite dimension such that the compression of $A_1, \\dots, A_m$ on the subspace ${\\mathbf V}$ are diagonal operators $D_1, \\dots, D_m$ and $W_k({\\mathbf A}) = W_k(D_1, \\dots, D_m)$. Characterization is also given to ${\\bf A}$ such that the closure of $W_k({\\mathbf A})$ is polyhedral. The conditions are related to the joint essential numerical range of ${\\mathbf A}$. These results are used to study ${\\bf A}$ such that (a) $\\{A_1, \\dots, A_m\\}$ is a commuting family of normal operators, or (b) $W_k(A_1, \\dots, A_m)$ is polyhedral for every positive integer $k$. It is shown that conditions (a) and (b) are equivalent for finite rank operators but it is no longer true for compact operators. Characterizations are given for compact operators $A_1, \\dots, A_m$ satisfying (a) and (b), respectively. Results are also obtained for general non-compact operators.", "revisions": [ { "version": "v1", "updated": "2021-08-11T19:07:50.000Z" } ], "analyses": { "subjects": [ "47A12", "15A60" ], "keywords": [ "commuting normal operators", "joint numerical range", "positive integer", "general non-compact operators", "finite rank operators" ], "note": { "typesetting": "TeX", "pages": 16, "language": "en", "license": "arXiv", "status": "editable" } } }