{ "id": "2009.01300", "version": "v1", "published": "2020-09-02T18:55:20.000Z", "updated": "2020-09-02T18:55:20.000Z", "title": "Convexity of the orbit-closed $C$-numerical range and majorization", "authors": [ "Jireh Loreaux", "Sasmita Patnaik" ], "comment": "44 pages, 2 figures", "categories": [ "math.FA" ], "abstract": "We introduce and investigate the orbit-closed $C$-numerical range, a natural modification of the $C$-numerical range of an operator introduced for $C$ trace-class by Dirr and vom Ende. Our orbit-closed $C$-numerical range is a conservative modification of theirs because these two sets have the same closure and even coincide when $C$ is finite rank. Since Dirr and vom Ende's results concerning the $C$-numerical range depend only on its closure, our orbit-closed $C$-numerical range inherits these properties, but we also establish more. For $C$ selfadjoint, Dirr and vom Ende were only able to prove that the closure of their $C$-numerical range is convex, and asked whether it is convex without taking the closure. We establish the convexity of the orbit-closed $C$-numerical range for selfadjoint $C$ without taking the closure by providing a characterization in terms of majorization, unlocking the door to a plethora of results which generalize properties of the $C$-numerical range known in finite dimensions or when $C$ has finite rank. Under rather special hypotheses on the operators, we also show the $C$-numerical range is convex, thereby providing a partial answer to the question posed by Dirr and vom Ende.", "revisions": [ { "version": "v1", "updated": "2020-09-02T18:55:20.000Z" } ], "analyses": { "subjects": [ "47A12", "47B15", "52A10", "52A40", "26D15" ], "keywords": [ "numerical range", "majorization", "finite rank", "finite dimensions", "special hypotheses" ], "note": { "typesetting": "TeX", "pages": 44, "language": "en", "license": "arXiv", "status": "editable" } } }